Broker Check

What to Bring for Your First Appointment

Please remember that this and all information you provide will be kept completely confidential. Your information will never be shared with or sold to another third party company. In the event that it becomes prudent or necessary to share your information with another party (tax attorney, accountant, etc.), no information will be shared without your permission.

What to bring:

If a document listed below does not apply to you, please disregard.

  • Your most recent federal and state income tax return
  • Your most recent 401k statements
  • Your most recent IRA/ other retirement plan statements
  • Your most recent stock option plan documents/ statements/ statements of Award and Vesting/ purchase plan statements
  • Your most recent investment accounts, mutual funds, brokerage accounts, and annuity statements
  • Your most recent Social Security Benefit Statements
  • Your most recent Trust documents or statements
  • Your wills
  • Your net worth 
  • Buget worksheet

Have a Question?

Thank you!